regions bank chief compliance officer regions bank chief compliance officer

Head of Corporate Responsibility and Community Engagement. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Chief Administrative and Human Resources Officer. Advisory Services are offered through Cetera Investment Advisers LLC. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Nix commits much of his time to community engagement and professional organizations. Barb Godin Gartner helps compliance officers transition confidently andsucceed faster. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. She joined Regions in 2003 to lead Consumer Credit Risk. Regions Bank is an Equal Housing Lender and Member FDIC. Head of Investor Relations. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Senior Executive Vice President Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Andrs "Andy" Hernndez He is responsible for 1,500+ facilities and workplace strategy. Privacy Policy. Chief Financial Officer. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Cheatham graduated from Auburn University with a bachelors degree in accounting. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Find your next job opportunity near you & 1-Click Apply! Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Chief Digital Officer. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. and Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Mehlman received her bachelors degree from Cornell University. Regions provides links to other websites merely and strictly for your convenience. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. By He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Head of Commercial Banking. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Chief Risk Officer. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Brett D. Couch Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Evaluate current compliance program activities and gauge their effectiveness and impact. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. David R. Keenan Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Gartner Terms of Use He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Turner holds a bachelors degree in economics from the University of Georgia. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. He succeeds Hope Mehlman . Privacy Policy. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Deputy Chief Risk Officer and Chief Credit Officer. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. John B. Owen He earned a masters degree in Human Resources from Boston University. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Executive Vice President In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Senior Executive Vice President C. Ward Cheatham During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. His primary focus was financial institutions. 4 Models for the Chief Compliance Officer Role. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Prior to that, Danella led Private Wealth Management. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Regions Investment Solutions is a marketing name of Cetera Investment Services. Additional information about Regions and its full line of products and services can be found at www.regions.com. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Chief Financial Officer. Senior Executive Vice President Senior Executive Vice President Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Senior Executive Vice President Chief Enterprise Operations and Technology Officer. Fournier J. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Gartner Terms of Use Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Sorry, No data match for your criteria. He leads the companys Executive Leadership Team. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Dana W. Nolan Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Tammy LoCascio Chief Operating Officer . Senior Executive Vice President Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Use this one-page template to communicate your strategy with internal business partners. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. She leads the companys Legal, Government Affairs, and Corporate Governance departments. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Chief Legal Officer and Corporate Secretary. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Misra is responsible for overseeing the company's data strategy and enterprise data . Senior Executive Vice President All rights reserved. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Senior Executive Vice President Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Anthony Restel President, Regional Banking . Embed controls to reduce risk in a hybrid work environment. Fournier J. Gale, III Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Boots Gale, III is general counsel and corporate secretary for Regions. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Ritter is a member of Regions Executive Leadership Team. Senior Executive Vice President Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. The LifeGreen color is a trademark of Regions Bank. Senior Executive Vice President Youre about to leave Regions to use an external site. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Chief Operating Officer. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. She is a member of the companys Executive Leadership Team. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. She leads all institutional, retail and fixed income investor relations functions. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Community Affairs In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Beth Ardoin Chief Communications Officer . Smith is a member of the companys Executive Leadership Team. Internet Explorer presents a security risk. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. February 9, 2021. Jeremy D. King Design a human-centric compliance culture. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Executive Vice President Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Ronald G. Smith Regions provides links to other websites merely and strictly for your convenience. Monday through Friday. Head of Corporate Banking Group. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. for the Southeastern Chapter of the Society for Corporate Governance. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. New compliance officers face an overwhelming amount of tasks during their first few months. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Treasurer. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Paul, Seattle, and Portland. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Birmingham's largest bank has added a new leader to its ranks. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). William D. Ritter Nix to oversee corporate governance framework supporting Regions services for customers and communities. President, Regions Foundation. Head of Consumer Banking Group. He also served as the Florida president. Regions News on Twitter: @RegionsNews. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Regions Bank is an Equal Housing Lender and Member FDIC. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. In addition, Nolan oversees competitive and strategic analysis. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Advisory Services are offered through Cetera Investment Advisers LLC. Regions Bank Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Senior Executive Vice President He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Scott M. Peters Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. David J. Turner, Jr. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Youre about to leave Regions to use an external site. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Chief Human Resources Officer. About this role. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Pichel began his career as a financial analyst with General Motors. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Andrews experience and insights will help us build on these accomplishments. 2023 Regions Bank. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation).